Christopher L. Oswald, CPA Managing Director and Chief Financial Officer
Mr. Oswald serves as Managing Director and Chief Financial Officer. He has thirty-six years of financial accounting, reporting and auditing experience in the financial services industries. He is responsible for the Company’s general accounting and financial reporting functions, Client Accounting and Performance Reporting and Information Technology. Prior to joining the Company in 2003, Mr. Oswald was employed by Van Kampen Investments Inc. and served as Vice President and Corporate Accounting Manager with responsibility for the financial accounting records and regulatory reporting. Previous to his employment with Van Kampen, Mr. Oswald served as Vice President and Financial Reporting Director at Citibank, FSB, and he began his career as an auditor with Ernst & Young. Mr. Oswald is a CPA and earned his B.S. in Accountancy from the University of Illinois.